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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-09 NICOLS JOHN J President and CEO Sale −38,500 $19.30 $743K 1,022,679
2022-03-09 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −38,500 193,000
2022-03-05 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Shares withheld for taxes −2,013 $19.30 $39K 42,192
2022-03-05 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Shares withheld for taxes −2,414 $19.30 $47K 39,778
2022-02-08 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Grant or award +11,640 35,205
2022-02-08 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Grant or award · Stock Option (Right to Buy) +16,006 16,006
2022-02-08 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +200,062 200,062
2022-02-07 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Grant or award +9,000 44,205
2022-02-07 TAYLOR DEAN ROSS JR SVP, Chief Financial Officer Grant or award · Stock Option (Right to Buy) +13,000 13,000
2022-02-07 NICOLS JOHN J President and CEO Grant or award · Stock Option (Right to Buy) +40,000 40,000
2021-12-20 WOLF DENNIS P Director Sale −2,596 $28.43 $74K 37,329
2021-12-20 WOLF DENNIS P Director Sale −2,404 $29.27 $70K 34,925
2021-12-13 Yang Patrick Y Director Sale −7,800 $31.59 $246K 50,712
2021-12-13 Yang Patrick Y Director Sale −200 $32.14 $6K 50,512
2021-11-11 NICOLS JOHN J President and CEO Option exercise +38,500 $2.32 $89K 1,061,179
2021-11-11 NICOLS JOHN J President and CEO Sale −27,173 $38.19 $1.0M 1,034,006
2021-11-11 NICOLS JOHN J President and CEO Sale −11,327 $39.07 $443K 1,022,679
2021-11-11 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −38,500 231,500
2021-11-10 NICOLS JOHN J President and CEO Option exercise +35,000 $3.46 $121K 1,057,679
2021-11-10 NICOLS JOHN J President and CEO Sale −1,475 $39.12 $58K 1,056,204

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