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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-06-14 WOLF DENNIS P Director Grant or award +11,273 42,198
2022-06-14 Smith David V Director Gift −4,796 0
2022-06-14 Smith David V Director Grant or award +11,273 11,273
2022-06-14 Dorgan Byron L Director Grant or award +11,273 178,859
2022-06-14 MOORE ALISON Director Grant or award +11,273 33,974
2022-05-26 Dorgan Byron L Director Option exercise +20,000 $3.62 $72K 167,586
2022-05-26 Dorgan Byron L Director Option exercise · Stock Option (Right to Buy) −20,000 0
2022-05-12 NICOLS JOHN J President and CEO Option exercise +38,500 $2.32 $89K 1,061,179
2022-05-12 NICOLS JOHN J President and CEO Sale −22,091 $10.09 $223K 1,039,088
2022-05-12 NICOLS JOHN J President and CEO Sale −16,409 $10.61 $174K 1,022,679
2022-05-12 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −38,500 77,500
2022-05-11 NICOLS JOHN J President and CEO Option exercise +38,500 $2.32 $89K 1,061,179
2022-05-11 NICOLS JOHN J President and CEO Sale −38,500 $10.31 $397K 1,022,679
2022-05-11 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −38,500 116,000
2022-03-23 WOLF DENNIS P Director Sale −4,000 $20.49 $82K 30,925
2022-03-15 Yang Patrick Y Director Sale −8,000 $16.79 $134K 42,512
2022-03-10 NICOLS JOHN J President and CEO Option exercise +38,500 $2.32 $89K 1,061,179
2022-03-10 NICOLS JOHN J President and CEO Sale −38,500 $18.93 $729K 1,022,679
2022-03-10 NICOLS JOHN J President and CEO Option exercise · Stock Option (Right to Buy) −38,500 154,500
2022-03-09 NICOLS JOHN J President and CEO Option exercise +38,500 $2.32 $89K 1,061,179

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