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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$18,446
in 3 filings

Net −$18,446. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Erbez Georgia −$9K See Remarks sold 9% of stake
  2. MOORE ALISON −$9K President and CEO sold 3% of stake
  3. De Vre Raymond −$1K Director sold 1% of stake

Reading 61 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-10 Ryali Sriram Chief Financial Officer Grant or award · Stock Option (Right to Buy) +372,637 372,637
2023-02-08 Norrett Kevin Chief Operating Officer Grant or award +83,456 105,956
2023-02-08 DILLY STEPHEN GEORGE See Remarks Grant or award +289,000 435,474
2023-02-08 Fitzgerald Margaret Nell See remarks Grant or award +77,272 85,272
2023-02-07 TAYLOR DEAN ROSS JR Advisor Shares withheld for taxes −1,224 $6.51 $8K 38,554
2023-01-24 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 859,464
2023-01-24 NICOLS JOHN J Director Sale −35,714 $6.42 $229K 823,750
2023-01-24 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 321,426
2023-01-23 NICOLS JOHN J Director Sale −39,785 $6.58 $262K 823,750
2022-12-16 PARKER H STEWART Director Grant or award +37,878 37,878
2022-12-12 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 899,249
2022-12-12 NICOLS JOHN J Director Sale −35,714 $5.68 $203K 863,535
2022-12-12 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 357,140
2022-12-09 NICOLS JOHN J Director Sale −39,785 $5.66 $225K 863,535
2022-11-16 NICOLS JOHN J Director Option exercise +35,714 $1.97 $70K 939,034
2022-11-16 NICOLS JOHN J Director Sale −35,714 $6.36 $227K 903,320
2022-11-16 NICOLS JOHN J Director Option exercise · Stock Option (Right to Buy) −35,714 392,854
2022-11-15 NICOLS JOHN J Director Sale −39,786 $6.79 $270K 903,320
2022-11-08 Fitzgerald Margaret Nell See remarks Grant or award · Stock Option (Right to Buy) +382,775 382,775
2022-10-28 NICOLS JOHN J Director Option exercise +35,716 $1.97 $70K 978,822

Page 10 of 36 · 712 trades