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CIK 0001200375 · Non-accelerated filer<br>Smaller reporting company

CODEXIS, INC.

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Ticker
CDXS
Exchange
Nasdaq
Industry
Industrial Organic Chemicals
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
710872999
Phone
650-421-8100
Business address
200 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063
Former names
CODEXIS INC
  1. 4/A Open-market sale 10% owner sold 1,063,211 shares at an average $1.76 ($1,868,198)
  2. 4 Open-market sale 10% owner sold 366,023 shares at an average $1.69 ($619,580)
  3. 4 Open-market sale Director sold 8,952 shares at $1.56 ($13,988)
  4. 4 Grant or award President and CEO acquired 85,000 shares (grant or award)
  5. 3 Insider Initial Statement of Ownership
  6. 4 Open-market sale 10% owner sold 890,000 shares at $1.94 ($1,724,108)
  7. 4 Open-market sale Director sold 1,413 shares at $1.74 ($2,459)
  8. 4 Grant or award Director acquired 50,000 shares (grant or award)
  9. 4 Open-market sale 10% owner sold 766,529 shares at an average $1.78 ($1,364,788)
  10. 4 Open-market sale Chief Technical Officer sold 6,239 shares at $2.51 ($15,629)
  11. 4 Open-market sale Chief Financial Officer sold 6,239 shares at $2.51 ($15,629)
  12. 4 Open-market buy 10% owner bought 85,000 shares at an average $2.68 ($227,921)
  13. 4 Open-market buy 10% owner bought 10,000 shares at an average $2.82 ($28,161)
  14. 4 Open-market buy 10% owner bought 100,000 shares at $2.82 ($282,000)
  15. 4 Open-market buy 10% owner bought 100,000 shares at $2.39 ($239,000)
  16. 4 Open-market buy 10% owner bought 250,000 shares at an average $2.24 ($560,009)
  17. 4 Grant or award Director acquired 40,983 shares (grant or award)
  18. 4 Grant or award Director acquired 40,983 shares (grant or award)
  19. 4 Grant or award Director acquired 40,983 shares (grant or award)
  20. 4 Grant or award Director acquired 40,983 shares (grant or award)

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