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CIK 0000815097 · Large accelerated filer

Carnival Corp Ltd.

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Ticker
CCL
Exchange
NYSE
Industry
Water Transportation
FY end
Nov 30
Incorporated
Bermuda
Entity type
operating
EIN
591562976
Phone
3055992600
Business address
3655 NW 87TH AVE, PO BOX 1347, MIAMI, FL, 33178-2428
Former names
CARNIVAL CORP, CARNIVAL CRUISE LINES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,527,814
in 2 filings

Net −$1,527,814. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Bernstein David −$834K CFO & CAO sold 18% of stake
  2. Deeble Helen −$694K Director sold 28% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-05-22 DONALD ARNOLD W Director Grant or award +3,611 21,970
2013-05-22 KELLY ENNIS DEBRA J Director Grant or award +3,611 7,451
2013-05-22 BAND SIR JONATHON Director Grant or award +3,611 13,727
2013-04-15 Freedman Larry R. Chief Accounting Officer Grant or award +1,209 26,532
2013-04-15 Freedman Larry R. Chief Accounting Officer Shares withheld for taxes −348 $33.17 $12K 26,184
2013-04-15 Freedman Larry R. Chief Accounting Officer Shares withheld for taxes −6,797 $33.17 $225K 19,387
2013-04-15 RATCLIFFE PETER GERVIS Director Option exercise +3,088 20,424
2013-04-15 RATCLIFFE PETER GERVIS Director Grant or award +279 20,703
2013-04-15 RATCLIFFE PETER GERVIS Director Option exercise · Restricted Stock Units −3,088 0
2013-02-05 DICKINSON ROBERT H Director Option exercise +40,000 $34.25 $1.4M 97,736.88
2013-02-05 DICKINSON ROBERT H Director Sale −40,000 $38.58 $1.5M 57,736.88
2013-02-05 DICKINSON ROBERT H Director Option exercise · Stock Options (Right to Buy) −40,000 0
2013-02-01 CAHILL GERALD RAYMOND President & CEO, CCL Shares withheld for taxes −6,759 $39.15 $265K 122,971
2013-02-01 PEREZ ARNALDO SVP, Gen Counsel & Secretary Sale −14,059 $39.07 $549K 54,191.57
2013-02-01 KRUSE STEIN President & CEO, HAL Sale −29,291 $39.07 $1.1M 87,204.61
2013-02-01 Freedman Larry R. Chief Accounting Officer Sale −7,322 $39.07 $286K 25,260
2013-02-01 Bernstein David Sr. Vice President-Finance,CFO Sale −15,817 $39.07 $618K 45,985
2013-02-01 ARISON MICKY MEIR Chairman & CEO Shares withheld for taxes −39,221 $39.15 $1.5M 3,544,447
2013-01-30 MAIDIQUE MODESTO A Director Sale −3,000 $38.96 $117K 12,366
2013-01-15 PEREZ ARNALDO SVP, Gen Counsel & Secretary Grant or award +12,749 68,250.57

Page 33 of 40 · 781 trades