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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-01-02 Tai Pin CEO & President Option exercise · Restricted Stock Units −8,443 0
2019-01-02 CHENG DUNSON K Executive Chairman Option exercise +17,374 48,202
2019-01-02 CHENG DUNSON K Executive Chairman Shares withheld for taxes −6,236 $33.53 $209K 41,966
2019-01-02 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −20,111 0
2018-12-21 CHAN KELLY L Director Other disposition −200,000 0
2018-12-21 CHAN KELLY L Director Other acquisition +25,000 58,368
2018-12-20 CHAN KELLY L Director Other acquisition +19,578 33,368
2018-12-05 CHENG DUNSON K Executive Chairman Gift −10,000 435,577
2018-12-04 CHAN KELLY L Director Purchase +500 $37.45 $19K 30,596
2018-11-27 CHENG DUNSON K Executive Chairman Sale −31,000 $38.69 $1.2M 30,828
2018-09-14 CHAN KELLY L Director Gift −1,950 86,830
2018-08-20 TANG ANTHONY M Vice Chairman Sale −219 $42.50 $9K 268,006
2018-08-17 TANG ANTHONY M Vice Chairman Sale −9,781 $42.50 $416K 268,225
2018-08-10 Kim Lisa L. EVP, General Counsel Sale −750 $42.06 $32K 805
2018-08-08 TANG ANTHONY M Vice Chairman Sale −5,266 $42.50 $224K 278,006
2018-08-07 TANG ANTHONY M Vice Chairman Sale −6,244 $42.50 $265K 283,272
2018-08-03 TANG ANTHONY M Vice Chairman Sale −1,201 $42.50 $51K 289,516
2018-08-02 TANG ANTHONY M Vice Chairman Sale −12,289 $42.50 $522K 290,717
2018-06-06 WONG IRWIN SEVP, Chief Operating Officer Sale −6,409 $43.00 $276K 34,813.37
2018-05-07 CHENG DUNSON K Executive Chairman Sale −13,333 $41.26 $550K 61,828

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