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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-03-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +8,166 35,287
2019-03-01 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −2,824 $38.36 $108K 32,463
2019-03-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −5,068 0
2019-03-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise +14,877 55,139.35
2019-03-01 WONG IRWIN SEVP, Chief Admin Officer Shares withheld for taxes −5,145 $38.36 $197K 49,994.35
2019-03-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise · Restricted Stock Units −9,233 0
2019-03-01 CHEN HENG W EVP/CFO Option exercise +11,917 115,164
2019-03-01 CHEN HENG W EVP/CFO Shares withheld for taxes −4,121 $38.36 $158K 111,043
2019-03-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −7,396 0
2019-03-01 Tai Pin CEO & President Option exercise +12,758 53,742
2019-03-01 Tai Pin CEO & President Shares withheld for taxes −4,412 $38.36 $169K 49,330
2019-03-01 Tai Pin CEO & President Option exercise +1,675 51,005
2019-03-01 Tai Pin CEO & President Shares withheld for taxes −580 $38.36 $22K 50,425
2019-03-01 Tai Pin CEO & President Option exercise · Restricted Stock Units −7,918 0
2019-03-01 Tai Pin CEO & President Option exercise · Restricted Stock Units −1,675 3,349
2019-03-01 Tai Pin CEO & President Grant or award · Restricted Stock Units +8,154 8,154
2019-03-01 CHENG DUNSON K Executive Chairman Option exercise +30,392 72,753
2019-03-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −13,437 $38.36 $515K 59,316
2019-03-01 CHENG DUNSON K Executive Chairman Option exercise +2,013 61,329
2019-03-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −999 $38.36 $38K 60,330

Page 34 of 37 · 727 trades