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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-03-11 Kim Lisa L. EVP, General Counsel Shares withheld for taxes −157 $36.53 $6K 7,033
2019-03-11 Kim Lisa L. EVP, General Counsel Option exercise · Restricted Stock Units −453 0
2019-03-11 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise +268 268
2019-03-11 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise · Restricted Stock Units −268 0
2019-03-11 Liu Chang EVP, Chief Operating Officer Option exercise +342 842
2019-03-11 Liu Chang EVP, Chief Operating Officer Shares withheld for taxes −119 $36.53 $4K 723
2019-03-11 Liu Chang EVP, Chief Operating Officer Option exercise · Restricted Stock Units −342 0
2019-03-11 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +621 28,884
2019-03-11 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −215 $36.53 $8K 28,669
2019-03-11 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −621 0
2019-03-11 WONG IRWIN SEVP, Chief Admin Officer Option exercise +883 50,877.35
2019-03-11 WONG IRWIN SEVP, Chief Admin Officer Shares withheld for taxes −306 $36.53 $11K 50,571.35
2019-03-11 WONG IRWIN SEVP, Chief Admin Officer Option exercise · Restricted Stock Units −883 0
2019-03-11 CHEN HENG W EVP/CFO Option exercise +985 112,028
2019-03-11 CHEN HENG W EVP/CFO Shares withheld for taxes −341 $36.53 $12K 111,687
2019-03-11 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −985 0
2019-03-06 BINGHAM KIM R EVP, Chief Risk Officer Sale −4,200 $37.92 $159K 28,263
2019-03-01 Kim Lisa L. EVP, General Counsel Option exercise +5,971 8,793
2019-03-01 Kim Lisa L. EVP, General Counsel Shares withheld for taxes −2,056 $38.36 $79K 6,737
2019-03-01 Kim Lisa L. EVP, General Counsel Option exercise · Restricted Stock Units −3,706 0

Page 33 of 37 · 727 trades