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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-07-18 Kim Lisa L. EVP, General Counsel Grant or award · Restricted Stock Units +1,826 1,826
2019-07-18 Kim Lisa L. EVP, General Counsel Grant or award · Restricted Stock Units +1,911 1,911
2019-07-18 Kim Lisa L. EVP, General Counsel Grant or award · Restricted Stock Units +3,823 3,823
2019-07-18 Lee Mark Hakjoon EVP, Chief Credit Officer Grant or award · Restricted Stock Units +1,328 1,328
2019-07-18 Lee Mark Hakjoon EVP, Chief Credit Officer Grant or award · Restricted Stock Units +1,390 1,390
2019-07-18 Lee Mark Hakjoon EVP, Chief Credit Officer Grant or award · Restricted Stock Units +2,780 2,780
2019-07-18 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +2,258 2,258
2019-07-18 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +2,363 2,363
2019-07-18 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +4,727 4,727
2019-07-18 Liu Chang EVP, Chief Operating Officer Grant or award · Restricted Stock Units +2,523 2,523
2019-07-18 Liu Chang EVP, Chief Operating Officer Grant or award · Restricted Stock Units +2,641 2,641
2019-07-18 Liu Chang EVP, Chief Operating Officer Grant or award · Restricted Stock Units +5,283 5,283
2019-07-18 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +3,653 3,653
2019-07-18 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +3,823 3,823
2019-07-18 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +7,647 7,647
2019-07-18 WONG IRWIN SEVP, Chief Admin Officer Grant or award · Restricted Stock Units +4,051 4,051
2019-07-18 WONG IRWIN SEVP, Chief Admin Officer Grant or award · Restricted Stock Units +4,240 4,240
2019-07-18 WONG IRWIN SEVP, Chief Admin Officer Grant or award · Restricted Stock Units +8,481 8,481
2019-07-18 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +5,977 5,977
2019-07-18 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +6,256 6,256

Page 31 of 37 · 727 trades