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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-03-09 Liu Chang President & COO Option exercise · Restricted Stock Units −2,899 0
2020-03-02 Tai Pin CEO Option exercise +1,673 53,396
2020-03-02 Tai Pin CEO Option exercise +2,718 56,114
2020-03-02 Tai Pin CEO Option exercise · Restricted Stock Units −1,673 1,673
2020-03-02 Tai Pin CEO Option exercise · Restricted Stock Units −2,718 5,436
2020-03-02 CHENG DUNSON K Executive Chairman Option exercise +2,013 45,028
2020-03-02 CHENG DUNSON K Executive Chairman Shares withheld for taxes −697 $32.13 $22K 44,331
2020-03-02 CHENG DUNSON K Executive Chairman Option exercise +3,555 47,886
2020-03-02 CHENG DUNSON K Executive Chairman Shares withheld for taxes −1,230 $32.13 $40K 46,656
2020-03-02 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −2,013 2,012
2020-03-02 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −3,555 7,109
2020-02-04 Kim Lisa L. EVP, General Counsel Sale −1,360 $37.04 $50K 428
2019-12-06 CHENG DUNSON K Executive Chairman Sale −17,969 $37.62 $676K 43,015
2019-11-20 WU PETER Vice Chairman Gift −9,000 384,789
2019-11-13 Jelenko Jane H Director Sale −5,000 $37.13 $186K 5,959
2019-11-05 Kim Lisa L. EVP, General Counsel Sale −1,500 $37.12 $56K 1,788
2019-11-05 WONG IRWIN SEVP, Chief Admin Officer Sale −8,968 $37.10 $333K 41,757.59
2019-11-04 TANG ANTHONY M Vice Chairman Sale −10,000 $36.59 $366K 250,122
2019-09-10 Kim Lisa L. EVP, General Counsel Sale −3,745 $34.70 $130K 3,288
2019-07-23 BINGHAM KIM R EVP, Chief Risk Officer Sale −3,400 $36.21 $123K 25,269

Page 30 of 37 · 727 trades