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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-04-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −3,324 0
2020-04-01 Tai Pin CEO Option exercise +16,957 74,368
2020-04-01 Tai Pin CEO Option exercise +32,818 107,186
2020-04-01 Tai Pin CEO Option exercise +16,409 123,595
2020-04-01 Tai Pin CEO Shares withheld for taxes −30,355 $21.68 $658K 93,240
2020-04-01 Tai Pin CEO Option exercise · Restricted Stock Units −10,384 0
2020-04-01 Tai Pin CEO Option exercise · Restricted Stock Units −19,946 0
2020-04-01 Tai Pin CEO Option exercise · Restricted Stock Units −9,973 0
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise +9,891 57,844
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise +19,143 76,987
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise +9,571 86,558
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −6,057 0
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −11,635 0
2020-04-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −5,817 0
2020-03-27 Tai Pin CEO Option exercise +1,297 57,411
2020-03-27 Tai Pin CEO Option exercise · Restricted Stock Units −1,297 0
2020-03-27 CHENG DUNSON K Executive Chairman Option exercise +1,297 47,953
2020-03-27 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −1,297 0
2020-03-09 Liu Chang President & COO Option exercise +2,899 5,380
2020-03-09 Liu Chang President & COO Shares withheld for taxes −1,147 $24.66 $28K 4,233

Page 29 of 37 · 727 trades