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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +3,729 28,998
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +7,219 36,217
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +3,609 39,826
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −5,035 $21.68 $109K 34,791
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −2,284 0
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −4,388 0
2020-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −2,194 0
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise +6,613 48,508
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise +12,799 61,307
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise +6,398 67,705
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Shares withheld for taxes −8,926 $21.68 $194K 58,779
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise · Restricted Stock Units −4,050 0
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise · Restricted Stock Units −7,779 0
2020-04-01 WONG IRWIN SEVP, Chief Admin Officer Option exercise · Restricted Stock Units −3,889 0
2020-04-01 CHEN HENG W EVP/CFO Option exercise +5,651 117,338
2020-04-01 CHEN HENG W EVP/CFO Option exercise +10,938 128,276
2020-04-01 CHEN HENG W EVP/CFO Option exercise +5,469 133,745
2020-04-01 CHEN HENG W EVP/CFO Shares withheld for taxes −7,630 $21.68 $165K 126,115
2020-04-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −3,461 0
2020-04-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −6,648 0

Page 28 of 37 · 727 trades