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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-09-16 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +2,975 2,975
2020-09-16 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +3,079 3,079
2020-09-16 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +6,159 6,159
2020-09-16 Liu Chang President & COO Grant or award · Restricted Stock Units +12,252 12,252
2020-09-16 Liu Chang President & COO Grant or award · Restricted Stock Units +12,681 12,681
2020-09-16 Liu Chang President & COO Grant or award · Restricted Stock Units +25,362 25,362
2020-09-16 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +4,818 4,818
2020-09-16 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +4,987 4,987
2020-09-16 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +9,974 9,974
2020-09-16 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +11,326 11,326
2020-09-16 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +11,722 11,722
2020-09-16 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +23,444 23,444
2020-08-24 Sun Richard Director Purchase +5,100 $25.00 $128K 13,315
2020-08-24 Sun Richard Director Purchase +2,000 $25.00 $50K 3,500
2020-08-24 Sun Richard Director Purchase +2,200 $25.00 $55K 4,700
2020-08-04 Sun Richard Director Purchase +2,000 $30.00 $60K 8,833
2020-08-04 Sun Richard Director Purchase +5,000 $30.00 $150K 8,215
2020-08-04 Sun Richard Director Purchase +1,500 $30.00 $45K 1,500
2020-08-04 Sun Richard Director Purchase +2,500 $30.00 $75K 2,500
2020-08-04 Sun Richard Director Purchase +1,600 $30.00 $48K 1,600

Page 26 of 37 · 727 trades