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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-03 CHEN HENG W EVP/CFO Grant or award · Restricted Stock Units +2,486 2,486
2021-03-03 CHENG DUNSON K Executive Chairman Grant or award · Restricted Stock Units +4,214 4,214
2021-03-03 Liu Chang President & CEO Grant or award · Restricted Stock Units +3,474 3,474
2021-03-01 CHENG DUNSON K Executive Chairman Option exercise +2,012 76,595
2021-03-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −705 $39.49 $28K 75,890
2021-03-01 CHENG DUNSON K Executive Chairman Option exercise +3,555 79,445
2021-03-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −1,230 $39.49 $49K 78,215
2021-03-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −2,012 0
2021-03-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −3,555 3,554
2021-02-09 CHENG DUNSON K Executive Chairman Sale −11,975 $37.52 $449K 74,583
2020-12-10 WONG IRWIN SEVP, Chief Admin Officer Sale −6,200 $30.00 $186K 36,619
2020-12-04 TANG ANTHONY M Vice Chairman Sale −5,000 $30.00 $150K 244,911
2020-12-03 CHAN KELLY L Director Gift −2,000 83,855
2020-12-03 TANG ANTHONY M Vice Chairman Sale −3,322 $29.61 $98K 249,911

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