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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-15 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −1,155 $41.48 $48K 32,850
2021-03-15 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −1,415 $41.48 $59K 35,526
2021-03-15 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +1,319 31,124
2021-03-15 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −457 $43.37 $20K 30,667
2021-03-15 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −2,093 0
2021-03-15 CHEN HENG W EVP/CFO Option exercise +2,134 128,249
2021-03-15 CHEN HENG W EVP/CFO Shares withheld for taxes −731 $43.37 $32K 127,518
2021-03-15 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −3,386 0
2021-03-15 CHENG DUNSON K Executive Chairman Option exercise +2,717 80,932
2021-03-15 CHENG DUNSON K Executive Chairman Shares withheld for taxes −940 $43.37 $41K 79,992
2021-03-15 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −4,310 0
2021-03-09 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise +4,566 4,834
2021-03-09 Lee Mark Hakjoon EVP, Chief Credit Officer Shares withheld for taxes −1,577 $42.26 $67K 3,257
2021-03-09 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise · Restricted Stock Units −4,566 0
2021-03-09 Liu Chang President & CEO Option exercise +3,354 7,587
2021-03-09 Liu Chang President & CEO Shares withheld for taxes −1,156 $42.26 $49K 6,431
2021-03-09 Liu Chang President & CEO Option exercise · Restricted Stock Units −3,354 0
2021-03-03 Liu Chang President & CEO Option exercise · Restricted Stock Units −3,474 0
2021-03-03 Lee Mark Hakjoon EVP, Chief Credit Officer Grant or award · Restricted Stock Units +1,601 1,601
2021-03-03 BINGHAM KIM R EVP, Chief Risk Officer Grant or award · Restricted Stock Units +1,734 1,734

Page 24 of 25 · 494 trades