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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-04-15 POON JOSEPH C H Director Grant or award +2,075 20,593
2021-04-15 TANG ANTHONY M Vice Chairman Grant or award +2,075 246,986
2021-04-15 WU PETER Vice Chairman Grant or award +2,075 2,075
2021-04-15 Sun Richard Director Grant or award +2,075 3,075
2021-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +3,338 34,005
2021-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +4,091 36,941
2021-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −1,988 0
2021-04-01 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −3,969 0
2021-04-01 CHEN HENG W EVP/CFO Option exercise +5,402 132,920
2021-04-01 CHEN HENG W EVP/CFO Shares withheld for taxes −1,869 $41.48 $78K 131,051
2021-04-01 CHEN HENG W EVP/CFO Option exercise +6,618 137,669
2021-04-01 CHEN HENG W EVP/CFO Shares withheld for taxes −2,289 $41.48 $95K 135,380
2021-04-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −3,217 0
2021-04-01 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −6,420 0
2021-04-01 CHENG DUNSON K Executive Chairman Option exercise +6,875 86,867
2021-04-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −2,378 $41.48 $99K 84,489
2021-04-01 CHENG DUNSON K Executive Chairman Option exercise +8,423 92,912
2021-04-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −2,958 $41.48 $123K 89,954
2021-04-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −4,094 0
2021-04-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −8,171 0

Page 23 of 25 · 494 trades