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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-03 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +1,734 34,260
2022-03-03 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −698 $46.54 $32K 33,562
2022-03-03 BINGHAM KIM R EVP, Chief Risk Officer Option exercise · Restricted Stock Units −1,734 0
2022-03-03 CHEN HENG W EVP/CFO Option exercise +2,486 137,866
2022-03-03 CHEN HENG W EVP/CFO Shares withheld for taxes −916 $46.54 $43K 136,950
2022-03-03 CHEN HENG W EVP/CFO Option exercise · Restricted Stock Units −2,486 0
2022-03-03 Liu Chang President & CEO Option exercise +3,474 9,925.38
2022-03-03 Liu Chang President & CEO Shares withheld for taxes −1,204 $46.54 $56K 8,721.38
2022-03-03 CHENG DUNSON K Executive Chairman Option exercise +4,214 96,500
2022-03-03 CHENG DUNSON K Executive Chairman Shares withheld for taxes −1,458 $46.54 $68K 95,042
2022-03-03 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −4,214 0
2022-03-01 CHENG DUNSON K Executive Chairman Option exercise +3,554 93,508
2022-03-01 CHENG DUNSON K Executive Chairman Shares withheld for taxes −1,222 $45.36 $55K 92,286
2022-03-01 CHENG DUNSON K Executive Chairman Option exercise · Restricted Stock Units −3,554 0
2021-12-28 CHENG DUNSON K Executive Chairman Gift −10,000 395,577
2021-12-10 CHAN KELLY L Director Gift −100 83,755
2021-11-02 CHAN KELLY L Director Other disposition −1,000 48,593
2021-10-29 BINGHAM KIM R EVP, Chief Risk Officer Sale −3,000 $42.68 $128K 32,526
2021-08-27 WU PETER Vice Chairman Sale −20,000 $39.74 $795K 395,252
2021-07-22 Lee Mark Hakjoon EVP, Chief Credit Officer Grant or award · Restricted Stock Units +2,019 2,019

Page 21 of 25 · 494 trades