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CIK 0000861842 · Large accelerated filer

CATHAY GENERAL BANCORP

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Ticker
CATY
Exchange
Nasdaq
Industry
State Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
954274680
Phone
2136254700
Business address
777 N BROADWAY, LOS ANGELES, CA, 90012
Former names
CATHAY BANCORP INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$286,702
in 4 filings

Net −$286,702. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Sun Richard −$124K Director sold 48% of stake
  2. Lo Thomas M. −$100K EVP, Chief Admin Officer sold 40% of stake
  3. SUN ALBERT −$62K EVP, Chief Credit Officer sold 100% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-04-13 CHUNG NELSON Director Grant or award +2,536 4,514
2023-04-13 TANG ANTHONY M Vice Chairman Grant or award +2,536 211,500
2023-04-13 POON JOSEPH C H Director Grant or award +2,536 25,107
2023-04-13 Hung Maan-Huei Director Grant or award +2,536 6,789
2023-04-13 CHAN KELLY L Director Grant or award +2,536 86,191
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise +3,164 11,671
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Shares withheld for taxes −1,095 $34.21 $37K 10,576
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise +3,292 13,868
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Shares withheld for taxes −1,139 $34.21 $39K 12,729
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise +6,587 19,316
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Shares withheld for taxes −2,278 $34.21 $78K 17,038
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise · Restricted Stock Units −1,956 0
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise · Restricted Stock Units −2,024 0
2023-04-03 Lee Mark Hakjoon EVP, Chief Credit Officer Option exercise · Restricted Stock Units −4,049 0
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +4,812 39,696
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −1,664 $34.21 $57K 38,032
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +5,009 43,041
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −1,733 $34.21 $59K 41,308
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Option exercise +10,020 51,328
2023-04-03 BINGHAM KIM R EVP, Chief Risk Officer Shares withheld for taxes −3,479 $34.21 $119K 47,849

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