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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-13 Fassino Anthony D. Group President Shares withheld for taxes −3,109 $777.41 $2.4M 54,534
2026-02-13 Fassino Anthony D. Group President Sale −7,891 $776.90 $6.1M 46,643
2026-02-13 Fassino Anthony D. Group President Option exercise · Employee Stock Options −11,000 $219.76 $2.4M 33,403
2026-02-12 Kaiser Jason Group President Sale 10b5-1 −1,690 $776.70 $1.3M 8,661
2026-02-11 De Lange Bob Group President Option exercise +15,000 $127.60 $1.9M 99,997
2026-02-11 De Lange Bob Group President Shares withheld for taxes −2,493 $767.64 $1.9M 97,504
2026-02-11 De Lange Bob Group President Sale −12,507 $767.08 $9.6M 84,997
2026-02-11 De Lange Bob Group President Option exercise · Employee Stock Options −15,000 $127.60 $1.9M 56,210
2026-02-10 De Lange Bob Group President Grant or award +9,055 89,008
2026-02-10 De Lange Bob Group President Shares withheld for taxes −4,011 $744.83 $3.0M 84,997
2026-02-10 Johnson Denise C Group President Grant or award +9,055 52,405
2026-02-10 Johnson Denise C Group President Shares withheld for taxes −3,563 $744.83 $2.7M 48,842
2026-02-10 Creed Joseph E Chief Executive Officer Grant or award +9,055 37,346
2026-02-10 Creed Joseph E Chief Executive Officer Shares withheld for taxes −3,366 $744.83 $2.5M 33,980
2026-02-10 BONFIELD ANDREW R J Chief Financial Officer Grant or award +10,907 56,367
2026-02-10 BONFIELD ANDREW R J Chief Financial Officer Shares withheld for taxes −4,299 $744.83 $3.2M 52,069
2026-02-10 Umpleby III Donald J Executive Chairman Grant or award +34,986 480,865
2026-02-10 Umpleby III Donald J Executive Chairman Shares withheld for taxes −13,571 $744.83 $10.1M 467,294
2026-02-10 Shurman Rodney Michael Group President Grant or award +2,469 4,091
2026-02-10 Shurman Rodney Michael Group President Shares withheld for taxes −887 $744.83 $661K 3,204

Page 9 of 21 · 407 trades