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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-03-02 Pambianchi Christine M Chief Human Resources Officer Grant or award +1,155 3,307
2026-03-02 Pambianchi Christine M Chief Human Resources Officer Grant or award · Employee Stock options +3,221 3,221
2026-03-02 Owens Derek CLO & General Counsel Grant or award +1,386 8,851
2026-03-02 Owens Derek CLO & General Counsel Grant or award · Employee Stock Options +3,865 3,865
2026-03-02 Johnson Denise C Group President Grant or award +1,650 50,508
2026-03-02 Johnson Denise C Group President Grant or award · Employee Stock options +4,601 4,601
2026-03-02 Kaiser Jason Group President Grant or award +1,650 10,320
2026-03-02 Kaiser Jason Group President Grant or award · Employee Stock options +4,601 4,601
2026-03-02 De Lange Bob Group President Grant or award +1,650 86,804
2026-03-02 De Lange Bob Group President Grant or award · Employee Stock options +4,601 4,601
2026-03-02 BONFIELD ANDREW R J Chief Financial Officer Grant or award +1,749 53,829
2026-03-02 BONFIELD ANDREW R J Chief Financial Officer Grant or award · Employee Stock options +4,877 4,877
2026-03-02 Creed Joseph E CEO Grant or award +4,950 38,955
2026-03-02 Creed Joseph E CEO Grant or award · Employee Stock options +13,803 13,803
2026-02-23 Shurman Rodney Michael Group President Option exercise +2,278 $253.98 $579K 3,721
2026-02-23 Shurman Rodney Michael Group President Sale −2,278 $759.61 $1.7M 1,443
2026-02-23 Shurman Rodney Michael Group President Option exercise · Employee Stock Options −2,278 $253.98 $579K 5,639
2026-02-17 Shurman Rodney Michael Group President Sale −1,764 $763.39 $1.3M 1,440
2026-02-17 Schaupp William E Chief Accounting Officer Sale −972 $764.20 $743K 824
2026-02-13 Fassino Anthony D. Group President Option exercise +11,000 $219.76 $2.4M 57,643

Page 8 of 21 · 407 trades