CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $620,390
- in 1 filing
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-03-04 | Creed Joseph E Chief Executive Officer | Shares withheld for taxes 10b5-1 | −696 | $738.42 | $514K | 37,583 |
| 2026-03-04 | Kaiser Jason Group President | Shares withheld for taxes | −368 | $738.42 | $272K | 9,594 |
| 2026-03-04 | Fassino Anthony D. Group President | Shares withheld for taxes | −346 | $738.42 | $255K | 46,041 |
| 2026-03-04 | Johnson Denise C Group President | Shares withheld for taxes | −346 | $738.42 | $255K | 49,825 |
| 2026-03-04 | De Lange Bob Group President | Shares withheld for taxes | −393 | $738.42 | $290K | 86,029 |
| 2026-03-04 | BONFIELD ANDREW R J Chief Financial Officer | Shares withheld for taxes | −449 | $738.42 | $332K | 52,935 |
| 2026-03-03 | Umpleby III Donald J Executive Chairman | Shares withheld for taxes | −1,591 | $719.13 | $1.1M | 465,745 |
| 2026-03-03 | Schaupp William E Chief Accounting Officer | Shares withheld for taxes | −18 | $719.13 | $13K | 909 |
| 2026-03-03 | Shurman Rodney Michael Group President | Shares withheld for taxes | −100 | $719.13 | $72K | 2,663 |
| 2026-03-03 | Owens Derek CLO & General Counsel | Shares withheld for taxes | −310 | $719.13 | $223K | 8,541 |
| 2026-03-03 | Johnson Denise C Group President | Shares withheld for taxes | −337 | $719.13 | $242K | 50,171 |
| 2026-03-03 | Kaiser Jason Group President | Shares withheld for taxes | −358 | $719.13 | $257K | 9,962 |
| 2026-03-03 | Fassino Anthony D. Group President | Shares withheld for taxes | −337 | $719.13 | $242K | 46,387 |
| 2026-03-03 | De Lange Bob Group President | Shares withheld for taxes | −382 | $719.13 | $275K | 86,422 |
| 2026-03-03 | BONFIELD ANDREW R J Chief Financial Officer | Shares withheld for taxes | −445 | $719.13 | $320K | 53,384 |
| 2026-03-03 | Creed Joseph E CEO | Shares withheld for taxes | −676 | $719.13 | $486K | 38,279 |
| 2026-03-02 | Schaupp William E Chief Accounting Officer | Grant or award | +102 | 927 | ||
| 2026-03-02 | Schaupp William E Chief Accounting Officer | Grant or award · Employee Stock options | +285 | 285 | ||
| 2026-03-02 | Shurman Rodney Michael Group President | Grant or award | +1,320 | 2,763 | ||
| 2026-03-02 | Shurman Rodney Michael Group President | Grant or award · Employee Stock options | +3,681 | 3,681 |
Page 7 of 21 · 407 trades