CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $620,390
- in 1 filing
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-05-04 | Kaiser Jason Group President | Shares withheld for taxes | −2,275 | $883.50 | $2.0M | 15,236 |
| 2026-05-04 | Kaiser Jason Group President | Sale | −5,642 | $883.03 | $5.0M | 9,594 |
| 2026-05-04 | Kaiser Jason Group President | Option exercise · Employee Stock Options | −7,917 | $253.98 | $2.0M | 0 |
| 2026-05-04 | MacLennan David Director | Purchase | +250 | $876.84 | $219K | 8,206 |
| 2026-04-24 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +19 | $830.79 | $16K | 11,409 |
| 2026-03-31 | MacLennan David Director | Grant or award · Phantom Stock Units | +33 | $690.44 | $23K | 453 |
| 2026-03-26 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +3 | $703.19 | $2K | 11,583 |
| 2026-03-13 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +428 | $693.99 | $297K | 11,433 |
| 2026-03-13 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +186 | $693.99 | $129K | 5,564 |
| 2026-03-06 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +106 | $680.90 | $72K | 5,520 |
| 2026-03-06 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +214 | $680.90 | $146K | 11,293 |
| 2026-03-05 | Creed Joseph E Chief Executive Officer | Sale 10b5-1 | −420 | $717.01 | $301K | 37,163 |
| 2026-03-05 | Creed Joseph E Chief Executive Officer | Sale 10b5-1 | −800 | $718.44 | $575K | 36,363 |
| 2026-03-05 | Creed Joseph E Chief Executive Officer | Sale 10b5-1 | −585 | $719.39 | $421K | 35,778 |
| 2026-03-05 | Creed Joseph E Chief Executive Officer | Sale 10b5-1 | −575 | $720.10 | $414K | 35,203 |
| 2026-03-05 | Creed Joseph E Chief Executive Officer | Sale 10b5-1 | −120 | $721.00 | $87K | 35,083 |
| 2026-03-04 | Umpleby III Donald J Executive Chairman | Shares withheld for taxes | −1,546 | $738.42 | $1.1M | 464,199 |
| 2026-03-04 | Shurman Rodney Michael Group President | Shares withheld for taxes | −117 | $738.42 | $86K | 2,546 |
| 2026-03-04 | Schaupp William E Chief Accounting Officer | Shares withheld for taxes | −19 | $738.42 | $14K | 890 |
| 2026-03-04 | Owens Derek Chief Legal Officer | Shares withheld for taxes | −338 | $738.42 | $250K | 8,203 |
Page 6 of 21 · 407 trades