Sign in

CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

Sign in to watch
Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-05-06 De Lange Bob Group President Option exercise · Employee Stock Options −28,105 $127.60 $3.6M 28,105
2026-05-06 Fassino Anthony D. Group President Option exercise +12,000 $219.76 $2.6M 58,041
2026-05-06 Fassino Anthony D. Group President Shares withheld for taxes −2,848 $925.74 $2.6M 55,193
2026-05-06 Fassino Anthony D. Group President Sale −8,802 $926.23 $8.2M 46,391
2026-05-06 Fassino Anthony D. Group President Sale −350 $926.83 $324K 46,041
2026-05-06 Fassino Anthony D. Group President Option exercise · Employee Stock Options −12,000 $219.76 $2.6M 21,403
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise +11,655 $253.98 $3.0M 64,590
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise +7,673 $338.65 $2.6M 72,263
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise +3,726 $332.04 $1.2M 75,989
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Shares withheld for taxes −7,380 $920.72 $6.8M 68,609
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Sale −15,674 $918.71 $14.4M 52,935
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise · Employee Stock Options −11,655 $253.98 $3.0M 0
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise · Employee Stock Options −7,673 $338.65 $2.6M 3,836
2026-05-06 BONFIELD ANDREW R J CFO Emeritus Option exercise · Employee Stock Options −3,726 $332.04 $1.2M 7,450
2026-05-06 Kaiser Jason Group President Gift −294 9,300
2026-05-05 Shurman Rodney Michael Group President Option exercise +5,639 $253.98 $1.4M 8,185
2026-05-05 Shurman Rodney Michael Group President Sale −5,152 $903.14 $4.7M 3,033
2026-05-05 Shurman Rodney Michael Group President Sale −487 $903.55 $440K 2,546
2026-05-05 Shurman Rodney Michael Group President Option exercise · Employee Stock Options −5,639 $253.98 $1.4M 0
2026-05-04 Kaiser Jason Group President Option exercise +7,917 $253.98 $2.0M 17,511

Page 5 of 21 · 407 trades