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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$829,025
in 2 filings
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-12-18 Umpleby III Donald J Chairman and CEO Shares withheld for taxes −51,615 $286.72 $14.8M 396,242
2023-12-18 Umpleby III Donald J Chairman and CEO Option exercise · Employee Stock Options +182,944 $151.12 $27.6M 0
2023-12-18 Umpleby III Donald J Chairman and CEO Option exercise · Employee Stock Options +163,615 $138.35 $22.6M 0
2023-12-18 Umpleby III Donald J Chairman and CEO Option exercise · Employee Stock Options +75,701 $127.60 $9.7M 0
2023-11-24 Johnson Denise C Group President Grant or award · Phantom Stock Units +37 $247.36 $9K 27,425
2023-10-26 Creed Joseph E Group President Grant or award · Phantom Stock Units +32 $242.43 $8K 8,031
2023-10-26 Johnson Denise C Group President Grant or award · Phantom Stock Units +38 $242.43 $9K 27,822

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