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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-06-10 WILKINS RAYFORD JR Director Grant or award +211 8,416
2026-06-10 SCHWAB SUSAN C Director Grant or award +211 6,197
2026-06-10 REED DEBRA L Director Grant or award +211 13,204
2026-06-10 Marks Judith Fran Director Grant or award +211 1,938
2026-06-10 MacLennan David Director Grant or award +211 8,420
2026-06-10 KEENE NAZZIC S Director Grant or award +211 728
2026-06-10 Johnson Gerald Director Grant or award +211 3,907
2026-06-10 Fish James C Jr Director Grant or award +211 3,687
2026-05-26 Creed Joseph E Chief Executive Officer Grant or award · Phantom Stock Units +18 $908.55 $16K 11,001
2026-05-26 Epley Kyle Joseph Chief Financial Officer Grant or award · Phantom Stock Units +6 $908.55 $5K 5,711
2026-05-14 Johnson Denise C Group President Option exercise +16,078 $196.70 $3.2M 65,903
2026-05-14 Johnson Denise C Group President Shares withheld for taxes −3,473 $910.55 $3.2M 62,430
2026-05-14 Johnson Denise C Group President Sale −1,787 $904.70 $1.6M 60,643
2026-05-14 Johnson Denise C Group President Sale −2,259 $905.73 $2.0M 58,384
2026-05-14 Johnson Denise C Group President Sale −1,491 $906.73 $1.4M 56,893
2026-05-14 Johnson Denise C Group President Sale −1,191 $907.98 $1.1M 55,702
2026-05-14 Johnson Denise C Group President Sale −2,302 $908.76 $2.1M 53,400
2026-05-14 Johnson Denise C Group President Sale −1,568 $909.70 $1.4M 51,832
2026-05-14 Johnson Denise C Group President Sale −402 $910.65 $366K 51,430
2026-05-14 Johnson Denise C Group President Sale −1,605 $911.92 $1.5M 49,825

Page 3 of 21 · 407 trades