CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $829,025
- in 2 filings
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-07 | De Lange Bob Group President | Shares withheld for taxes | −8,806 | $325.87 | $2.9M | 82,286 |
| 2024-02-07 | De Lange Bob Group President | Sale | −21,194 | $325.52 | $6.9M | 61,092 |
| 2024-02-07 | De Lange Bob Group President | Option exercise · Employee Stock Options | −30,000 | $95.66 | $2.9M | 29,834 |
| 2024-02-05 | BONFIELD ANDREW R J Chief Financial Officer | Sale 10b5-1 | −7,196 | $332.69 | $2.4M | 50,121 |
| 2024-02-05 | BONFIELD ANDREW R J Chief Financial Officer | Sale 10b5-1 | −2,804 | $333.13 | $934K | 47,317 |
| 2024-02-02 | BONFIELD ANDREW R J Chief Financial Officer | Sale 10b5-1 | −10,000 | $310.10 | $3.1M | 57,317 |
| 2024-01-25 | BONFIELD ANDREW R J Chief Financial Officer | Sale 10b5-1 | −10,000 | $300.04 | $3.0M | 67,317 |
| 2024-01-12 | Fassino Anthony D. Group President | Grant or award | +6,887 | 23,152 | ||
| 2024-01-12 | Johnson Denise C Group President | Grant or award | +6,887 | 24,855 | ||
| 2024-01-12 | De Lange Bob Group President | Grant or award | +6,887 | 61,092 | ||
| 2023-12-29 | CALHOUN DAVID L Director | Grant or award · Phantom Stock Units | +127 | $295.72 | $38K | 21,369 |
| 2023-12-29 | SCHWAB SUSAN C Director | Grant or award · Phantom Stock Units | +127 | $295.72 | $38K | 18,452 |
| 2023-12-26 | Johnson Denise C Group President | Grant or award · Phantom Stock Units | +31 | $295.63 | $9K | 27,070 |
| 2023-12-26 | Creed Joseph E Chief Operating Officer | Grant or award · Phantom Stock Units | +45 | $247.36 | $11K | 7,839 |
| 2023-12-26 | Creed Joseph E Chief Operating Officer | Grant or award · Phantom Stock Units | +38 | $295.63 | $11K | 7,877 |
| 2023-12-18 | Umpleby III Donald J Chairman and CEO | Option exercise | +182,944 | $151.12 | $27.6M | 457,374 |
| 2023-12-18 | Umpleby III Donald J Chairman and CEO | Shares withheld for taxes | −133,467 | $286.72 | $38.3M | 323,907 |
| 2023-12-18 | Umpleby III Donald J Chairman and CEO | Option exercise | +163,615 | $138.35 | $22.6M | 487,522 |
| 2023-12-18 | Umpleby III Donald J Chairman and CEO | Shares withheld for taxes | −115,366 | $286.72 | $33.1M | 372,156 |
| 2023-12-18 | Umpleby III Donald J Chairman and CEO | Option exercise | +75,701 | $127.60 | $9.7M | 447,857 |
Page 29 of 30 · 587 trades