CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
Sign in to watch- Ticker
- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $829,025
- in 2 filings
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-15 | Fassino Anthony D. Group President | Shares withheld for taxes | −6,604 | $322.00 | $2.1M | 37,830 |
| 2024-02-15 | Fassino Anthony D. Group President | Sale | −7,469 | $322.00 | $2.4M | 30,361 |
| 2024-02-15 | Fassino Anthony D. Group President | Option exercise · Employee Stock Options | −14,073 | $151.12 | $2.1M | 0 |
| 2024-02-13 | Creed Joseph E Chief Operating Officer | Grant or award | +12,039 | 12,039 | ||
| 2024-02-13 | Creed Joseph E Chief Operating Officer | Shares withheld for taxes | −4,270 | $313.40 | $1.3M | 7,769 |
| 2024-02-13 | Umpleby III Donald J Chief Executive Officer | Grant or award | +42,136 | 438,378 | ||
| 2024-02-13 | Umpleby III Donald J Chief Executive Officer | Shares withheld for taxes | −16,835 | $313.40 | $5.3M | 421,543 |
| 2024-02-13 | Fassino Anthony D. Group President | Grant or award | +12,039 | 35,191 | ||
| 2024-02-13 | Fassino Anthony D. Group President | Shares withheld for taxes | −4,830 | $313.40 | $1.5M | 30,361 |
| 2024-02-13 | Kaiser Jason Group President | Grant or award | +2,408 | 4,118 | ||
| 2024-02-13 | Kaiser Jason Group President | Shares withheld for taxes | −605 | $313.40 | $190K | 3,513 |
| 2024-02-13 | Johnson Denise C Group President | Grant or award | +12,280 | 37,135 | ||
| 2024-02-13 | Johnson Denise C Group President | Shares withheld for taxes | −4,369 | $313.40 | $1.4M | 32,766 |
| 2024-02-13 | Johnson Cheryl H Chief Human Resources Officer | Grant or award | +4,213 | 20,737 | ||
| 2024-02-13 | Johnson Cheryl H Chief Human Resources Officer | Shares withheld for taxes | −1,197 | $313.40 | $375K | 19,540 |
| 2024-02-13 | De Lange Bob Group President | Grant or award | +12,039 | 73,131 | ||
| 2024-02-13 | De Lange Bob Group President | Shares withheld for taxes | −5,334 | $313.40 | $1.7M | 67,797 |
| 2024-02-13 | BONFIELD ANDREW R J Chief Financial Officer | Grant or award | +12,520 | 59,837 | ||
| 2024-02-13 | BONFIELD ANDREW R J Chief Financial Officer | Shares withheld for taxes | −5,066 | $313.40 | $1.6M | 54,771 |
| 2024-02-07 | De Lange Bob Group President | Option exercise | +30,000 | $95.66 | $2.9M | 91,092 |
Page 28 of 30 · 587 trades