CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $829,025
- in 2 filings
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-03-04 | Johnson Cheryl H Chief Human Resources Officer | Grant or award · Employee Stock Options | +5,994 | 5,994 | ||
| 2024-03-04 | De Lange Bob Group President | Grant or award | +2,731 | 70,771 | ||
| 2024-03-04 | De Lange Bob Group President | Grant or award · Employee Stock Options | +8,871 | 8,871 | ||
| 2024-03-04 | Schaupp William E Chief Accounting Officer | Grant or award | +229 | 1,684 | ||
| 2024-03-04 | Schaupp William E Chief Accounting Officer | Grant or award · Employee Stock Options | +743 | 743 | ||
| 2024-03-04 | Owens Derek CLO & General Counsel | Grant or award | +2,510 | 4,179 | ||
| 2024-03-04 | Owens Derek CLO & General Counsel | Grant or award · Employee Stock Options | +8,152 | 8,152 | ||
| 2024-03-01 | Owens Derek CLO & General Counsel | Shares withheld for taxes | −53 | $335.69 | $18K | 1,669 |
| 2024-02-28 | Fassino Anthony D. Group President | Option exercise | +7,881 | $138.35 | $1.1M | 31,355 |
| 2024-02-28 | Fassino Anthony D. Group President | Shares withheld for taxes | −3,306 | $329.73 | $1.1M | 28,049 |
| 2024-02-28 | Fassino Anthony D. Group President | Sale | −4,575 | $329.80 | $1.5M | 23,474 |
| 2024-02-28 | Fassino Anthony D. Group President | Option exercise · Employee Stock Options | +7,881 | $138.35 | $1.1M | 0 |
| 2024-02-26 | Umpleby III Donald J Chief Executive Officer | Gift | −8,081 | 0 | ||
| 2024-02-26 | Umpleby III Donald J Chief Executive Officer | Gift | +8,081 | 36,040 | ||
| 2024-02-23 | MacLennan David Director | Purchase | +350 | $323.37 | $113K | 5,238 |
| 2024-02-22 | Fassino Anthony D. Group President | Option exercise | +7,880 | $138.35 | $1.1M | 38,269 |
| 2024-02-22 | Fassino Anthony D. Group President | Shares withheld for taxes | −3,386 | $321.95 | $1.1M | 34,883 |
| 2024-02-22 | Fassino Anthony D. Group President | Sale | −4,494 | $321.96 | $1.4M | 30,389 |
| 2024-02-22 | Fassino Anthony D. Group President | Option exercise · Employee Stock Options | −7,880 | $138.35 | $1.1M | 7,881 |
| 2024-02-15 | Fassino Anthony D. Group President | Option exercise | +14,073 | $151.12 | $2.1M | 44,434 |
Page 27 of 30 · 587 trades