Sign in

CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

Sign in to watch
Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$829,025
in 2 filings
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-03-08 Kaiser Jason Group President Grant or award · Phantom Stock Units +117 $339.19 $40K 4,053
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Option exercise +15,393 $219.76 $3.4M 73,707
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Shares withheld for taxes −12,138 $340.39 $4.1M 61,569
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Option exercise +14,186 $196.70 $2.8M 75,755
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Shares withheld for taxes −10,613 $340.39 $3.6M 65,142
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Option exercise · Employee Stock Options −15,393 $219.76 $3.4M 0
2024-03-07 BONFIELD ANDREW R J Chief Financial Officer Option exercise · Employee Stock Options −14,186 $196.70 $2.8M 14,186
2024-03-04 BONFIELD ANDREW R J Chief Financial Officer Grant or award +3,543 58,314
2024-03-04 BONFIELD ANDREW R J Chief Financial Officer Grant or award · Employee Stock Options +11,509 11,509
2024-03-04 Fassino Anthony D. Group President Grant or award +2,731 33,120
2024-03-04 Fassino Anthony D. Group President Grant or award · Employee Stock Options +8,871 8,871
2024-03-04 Creed Joseph E Chief Operating Officer Grant or award +5,168 12,937
2024-03-04 Creed Joseph E Chief Operating Officer Grant or award · Employee Stock Options +16,783 16,783
2024-03-04 Umpleby III Donald J Chief Executive Officer Grant or award +12,181 441,355
2024-03-04 Umpleby III Donald J Chief Executive Officer Grant or award · Employee Stock Options +39,561 39,561
2024-03-04 Kaiser Jason Group President Grant or award +2,731 6,244
2024-03-04 Kaiser Jason Group President Grant or award · Employee Stock Options +8,871 8,871
2024-03-04 Johnson Denise C Group President Grant or award +2,731 35,525
2024-03-04 Johnson Denise C Group President Grant or award · Employee Stock Options +8,871 8,871
2024-03-04 Johnson Cheryl H Chief Human Resources Officer Grant or award +1,846 21,452

Page 26 of 30 · 587 trades