CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $829,025
- in 2 filings
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,382,739. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-11-07 | Umpleby III Donald J Chairman & CEO | Option exercise | +87,053 | $196.70 | $17.1M | 526,102 |
| 2024-11-07 | Umpleby III Donald J Chairman & CEO | Shares withheld for taxes | −59,851 | $413.02 | $24.7M | 466,251 |
| 2024-11-07 | Umpleby III Donald J Chairman & CEO | Option exercise · Employee Stock Options | −87,053 | $196.70 | $17.1M | 43,526 |
| 2024-11-07 | De Lange Bob Group President | Option exercise | +20,000 | $151.12 | $3.0M | 91,107 |
| 2024-11-07 | De Lange Bob Group President | Shares withheld for taxes | −7,343 | $411.58 | $3.0M | 83,764 |
| 2024-11-07 | De Lange Bob Group President | Sale | −5,329 | $408.82 | $2.2M | 78,435 |
| 2024-11-07 | De Lange Bob Group President | Sale | −4,830 | $411.13 | $2.0M | 73,605 |
| 2024-11-07 | De Lange Bob Group President | Sale | −2,498 | $411.61 | $1.0M | 71,107 |
| 2024-11-07 | De Lange Bob Group President | Option exercise · Employee Stock Options | −20,000 | $151.12 | $3.0M | 40,512 |
| 2024-11-06 | Fassino Anthony D. Group President | Option exercise | +8,000 | $127.60 | $1.0M | 41,422 |
| 2024-11-06 | Fassino Anthony D. Group President | Shares withheld for taxes | −2,491 | $409.72 | $1.0M | 38,951 |
| 2024-11-06 | Fassino Anthony D. Group President | Sale | −5,509 | $409.84 | $2.3M | 33,442 |
| 2024-11-06 | Fassino Anthony D. Group President | Option exercise · Employee Stock Options | −8,000 | $127.60 | $1.0M | 9,133 |
| 2024-11-06 | DICKINSON DANIEL M Director | Sale | −1,300 | $418.00 | $543K | 4,976 |
| 2024-11-04 | Johnson Cheryl H Chief Human Resources Officer | Sale | −2,664 | $378.84 | $1.0M | 12,951 |
| 2024-11-01 | Schaupp William E Chief Accounting Officer | Option exercise | +2,000 | $196.70 | $393K | 3,686 |
| 2024-11-01 | Schaupp William E Chief Accounting Officer | Shares withheld for taxes | −1,032 | $380.91 | $393K | 2,654 |
| 2024-11-01 | Schaupp William E Chief Accounting Officer | Sale | −968 | $380.98 | $369K | 1,686 |
| 2024-11-01 | Schaupp William E Chief Accounting Officer | Option exercise · Exployee Stock Options | −2,000 | $196.70 | $393K | 1,095 |
| 2024-10-25 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +17 | $385.97 | $7K | 4,521 |
Page 22 of 30 · 587 trades