CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $620,390
- in 1 filing
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −6,135 | $807.41 | $5.0M | 53,518 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −2,639 | $808.20 | $2.1M | 50,879 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −2,137 | $809.08 | $1.7M | 48,742 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −3,041 | $810.31 | $2.5M | 45,701 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −5,035 | $811.31 | $4.1M | 40,666 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −1,280 | $812.09 | $1.0M | 39,386 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Sale | −4,831 | $813.72 | $3.9M | 34,555 |
| 2026-08-28 | Creed Joseph E Chief Executive Officer | Option exercise · Employee Stock options | −44,403 | $219.76 | $9.8M | 0 |
| 2026-08-26 | Epley Kyle Joseph Chief Financial Officer | Grant or award · Phantom Stock Units | +11 | $821.93 | $9K | 5,862 |
| 2026-08-26 | Epley Kyle Joseph Chief Financial Officer | Grant or award · Phantom Stock Units | +7 | $821.93 | $6K | 5,869 |
| 2026-08-26 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +11 | $821.93 | $9K | 5,476 |
| 2026-08-26 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +19 | $821.93 | $16K | 11,291 |
| 2026-07-24 | Epley Kyle Joseph Chief Financial Officer | Grant or award · Phantom Stock Units | +5 | $888.73 | $4K | 5,954 |
| 2026-07-24 | Epley Kyle Joseph Chief Financial Officer | Grant or award · Phantom Stock Units | +7 | $888.73 | $6K | 5,961 |
| 2026-07-24 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +10 | $888.73 | $9K | 5,567 |
| 2026-07-24 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +18 | $888.73 | $16K | 11,483 |
| 2026-06-30 | MacLennan David Director | Grant or award · Phantom Stock Units | +22 | $1,055.33 | $23K | 476 |
| 2026-06-26 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +5 | $997.47 | $5K | 5,831 |
| 2026-06-26 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +16 | $997.47 | $16K | 12,028 |
| 2026-06-26 | Epley Kyle Joseph Chief Financial Officer | Grant or award · Phantom Stock Units | +6 | $997.47 | $6K | 6,242 |
Page 2 of 21 · 407 trades