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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-03-04 Fassino Anthony D. Group President Shares withheld for taxes −404 $325.30 $131K 41,199
2025-03-04 Umpleby III Donald J Chief Executive Officer Shares withheld for taxes −1,528 $325.30 $497K 499,513
2025-03-04 Schaupp William E Chief Accounting Officer Shares withheld for taxes −19 $325.30 $6K 2,520
2025-03-04 Owens Derek CLO & General Counsel Shares withheld for taxes −207 $325.30 $67K 7,104
2025-03-04 Johnson Denise C Group President Shares withheld for taxes −343 $325.30 $112K 43,723
2025-03-04 De Lange Bob Group President Shares withheld for taxes −343 $325.30 $112K 79,603
2025-03-04 Creed Joseph E Chief Operating Officer Shares withheld for taxes −689 $325.30 $224K 23,827
2025-03-04 Johnson Cheryl H Chief Human Resources Officer Shares withheld for taxes −232 $325.30 $75K 15,255
2025-03-04 BONFIELD ANDREW R J Chief Financial Officer Shares withheld for taxes −450 $325.30 $146K 55,380
2025-03-03 Kaiser Jason Group President Grant or award +2,692 8,978
2025-03-03 Kaiser Jason Group President Grant or award · Employee Stock Options +8,439 8,439
2025-03-03 Fassino Anthony D. Group President Grant or award +2,692 41,603
2025-03-03 Fassino Anthony D. Group President Grant or award · Employee Stock Options +8,439 8,439
2025-03-03 Umpleby III Donald J Chief Executive Officer Grant or award +12,733 501,041
2025-03-03 Umpleby III Donald J Chief Executive Officer Grant or award · Employee Stock Options +39,915 39,915
2025-03-03 Schaupp William E Chief Accounting Officer Grant or award +226 2,539
2025-03-03 Schaupp William E Chief Accounting Officer Grant or award · Employee Stock Options +707 707
2025-03-03 Owens Derek CLO & General Counsel Grant or award +2,692 7,311
2025-03-03 Owens Derek CLO & General Counsel Grant or award · Employee Stock Options +8,439 8,439
2025-03-03 Johnson Denise C Group President Grant or award +2,692 44,066

Page 18 of 21 · 407 trades