CIK 0000018230 · Large accelerated filer
CATERPILLAR INC
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- CAT
- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 370602744
- Phone
- 9728917700
- Business address
- 5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
- Open-market buys, last 90 days
- $620,390
- in 1 filing
- Open-market sales, last 90 days
- $26,211,764
- in 1 filing
Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-11-05 | Schaupp William E Chief Accounting Officer | Sale | −1,200 | $572.22 | $687K | 1,323 |
| 2025-10-24 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +29 | $522.73 | $15K | 10,599 |
| 2025-10-24 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +14 | $522.73 | $7K | 5,178 |
| 2025-10-24 | Johnson Denise C Group President | Grant or award · Phantom Stock Units | +19 | $522.73 | $10K | 21,817 |
| 2025-10-10 | Umpleby III Donald J Executive Chairman | Sale 10b5-1 | −17,166 | $505.29 | $8.7M | 448,173 |
| 2025-09-30 | MacLennan David Director | Grant or award · Phantom Stock Units | +37 | $473.84 | $18K | 315 |
| 2025-09-26 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +16 | $465.76 | $7K | 5,156 |
| 2025-09-26 | Johnson Denise C Group President | Grant or award · Phantom Stock Units | +21 | $465.76 | $10K | 21,762 |
| 2025-09-26 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +32 | $465.76 | $15K | 10,553 |
| 2025-09-22 | Umpleby III Donald J Executive Chairman | Sale 10b5-1 | −17,166 | $462.65 | $7.9M | 465,339 |
| 2025-09-02 | Umpleby III Donald J Executive Chairman | Sale 10b5-1 | −17,168 | $412.87 | $7.1M | 482,505 |
| 2025-08-26 | Creed Joseph E Chief Executive Officer | Grant or award · Phantom Stock Units | +35 | $431.26 | $15K | 10,600 |
| 2025-08-26 | Kaiser Jason Group President | Grant or award · Phantom Stock Units | +17 | $431.26 | $7K | 5,179 |
| 2025-08-26 | Johnson Denise C Group President | Grant or award · Phantom Stock Units | +23 | $431.26 | $10K | 21,905 |
| 2025-08-18 | MacLennan David Director | Grant or award | +500 | $407.76 | $204K | 7,641 |
| 2025-08-15 | SCHWAB SUSAN C Director | Sale | −2,324 | $410.00 | $953K | 6,917 |
| 2025-08-11 | Kaiser Jason Group President | Option exercise | +4,091 | $196.70 | $805K | 12,723 |
| 2025-08-11 | Kaiser Jason Group President | Shares withheld for taxes | −1,930 | $416.80 | $804K | 10,793 |
| 2025-08-11 | Kaiser Jason Group President | Sale | −2,161 | $417.70 | $903K | 8,632 |
| 2025-08-11 | Kaiser Jason Group President | Option exercise · Employee Stock Options | −4,091 | $196.70 | $805K | 0 |
Page 15 of 21 · 407 trades