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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
Open-market buys, last 90 days
$620,390
in 1 filing
Open-market sales, last 90 days
$26,211,764
in 1 filing

Net −$25,591,374. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Creed Joseph E −$26.2M Chief Executive Officer sold 48% of stake
  2. Fish James C Jr +$620K Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-10 Schaupp William E Chief Accounting Officer Grant or award +638 1,962
2026-02-10 Schaupp William E Chief Accounting Officer Shares withheld for taxes −165 $744.83 $123K 1,796
2026-02-10 Owens Derek Chief Legal Officer Grant or award +514 7,590
2026-02-10 Owens Derek Chief Legal Officer Shares withheld for taxes −134 $744.83 $100K 7,457
2026-02-10 Kaiser Jason Group President Grant or award +2,469 11,130
2026-02-10 Kaiser Jason Group President Shares withheld for taxes −779 $744.83 $580K 10,351
2026-02-10 Fassino Anthony D. Group President Grant or award +9,055 50,206
2026-02-10 Fassino Anthony D. Group President Shares withheld for taxes −3,563 $744.83 $2.7M 46,643
2026-02-06 De Lange Bob Group President Option exercise +28,034 $138.35 $3.9M 107,987
2026-02-06 De Lange Bob Group President Shares withheld for taxes −5,378 $721.12 $3.9M 102,609
2026-02-06 De Lange Bob Group President Sale −22,656 $720.11 $16.3M 79,953
2026-02-06 De Lange Bob Group President Option exercise · Employee Stock Options −28,034 $138.35 $3.9M 0
2026-02-06 Fassino Anthony D. Group President Option exercise +8,288 $196.70 $1.6M 49,439
2026-02-06 Fassino Anthony D. Group President Shares withheld for taxes −2,255 $722.80 $1.6M 47,184
2026-02-06 Fassino Anthony D. Group President Sale −6,033 $722.15 $4.4M 41,151
2026-02-06 Fassino Anthony D. Group President Option exercise · Employee Stock Options −8,288 $196.70 $1.6M 0
2026-02-04 Johnson Denise C Group President Other disposition · Phantom Stock Units −10,946 $691.82 $7.6M 0
2026-02-04 De Lange Bob Group President Option exercise +20,000 $138.35 $2.8M 99,953
2026-02-04 De Lange Bob Group President Shares withheld for taxes −3,930 $704.04 $2.8M 96,023
2026-02-04 De Lange Bob Group President Sale −9,223 $704.42 $6.5M 86,800

Page 10 of 21 · 407 trades