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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
  1. 4 Open-market sale Group President sold 24,222 shares at an average $922.92 ($22,354,978)
  2. 4 Open-market sale Group President sold 9,152 shares at an average $926.25 ($8,477,067)
  3. 4 Open-market sale CFO Emeritus sold 15,674 shares at $918.71 ($14,399,861)
  4. 4 Gift Group President gave 294 shares (gift)
  5. 4 Open-market sale Group President sold 5,639 shares at an average $903.18 ($5,093,006)
  6. 4 Open-market sale Group President sold 5,642 shares at $883.03 ($4,982,055)
  7. 4 Open-market buy Director bought 250 shares at $876.84 ($219,210)
  8. 3 Insider Initial Statement of Ownership
  9. 4 Derivatives Options or other derivatives
  10. 4 Derivatives Options or other derivatives
  11. 4 Derivatives Options or other derivatives
  12. 4 Derivatives Options or other derivatives
  13. 4 Derivatives Options or other derivatives
  14. 4 Derivatives Options or other derivatives
  15. 4 Derivatives Options or other derivatives
  16. 4 Shares withheld for taxes Executive Chairman gave up 1,546 shares (to pay taxes)
  17. 4 Shares withheld for taxes Group President gave up 117 shares (to pay taxes)
  18. 4 Shares withheld for taxes Chief Accounting Officer gave up 19 shares (to pay taxes)
  19. 4 Shares withheld for taxes Chief Legal Officer gave up 338 shares (to pay taxes)
  20. 4 Planned sale Chief Executive Officer sold 2,500 shares at an average $718.93 ($1,797,317)

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