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CIK 0001794546 · Non-accelerated filer<br>Smaller reporting company<br>Emerging growth company

CARLSMED, INC.

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Ticker
CARL
Exchange
Nasdaq
Industry
Surgical & Medical Instruments & Apparatus
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
831081863
Phone
858-295-9290
Business address
1800 ASTON AVENUE, SUITE 100, CARLSBAD, CA, 92008
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$29,305
in 4 filings, $29K under 10b5-1 plans

Net −$29,305. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Bertolini Jeffrey −$29K Chief Operating Officer sold 8% of stake
Date Insider Transaction Shares Price Value Owned after
2025-07-24 ROOT JONATHAN D Director Conversion · Series C Preferred Stock −531,877 0
2025-07-24 ROOT JONATHAN D Director Conversion · Series A Preferred Stock −149,655 0
2025-07-24 ROOT JONATHAN D Director Conversion · Series B Preferred Stock −41,876 0
2025-07-24 ROOT JONATHAN D Director Conversion · Series C Preferred Stock −26,993 0
2025-07-24 ROOT JONATHAN D Director Conversion · Series C Preferred Stock −1,117,743 0
2025-07-24 YOUNG PHILIP M Director Conversion +28,900 28,900
2025-07-24 YOUNG PHILIP M Director Purchase +6,666 $15.00 $100K 35,566
2025-07-24 YOUNG PHILIP M Director Purchase +53,333 $15.00 $800K 53,333
2025-07-24 YOUNG PHILIP M Director Conversion · Series B Preferred Stock −28,900 0
2025-07-22 Durall William Scott Chief Commercial Officer Grant or award · Stock Options (Right to Buy) +71,429 296,008
2025-07-22 Cordonnier Michael CEO, President Grant or award · Stock Options (Right to Buy) +142,857 726,235
2025-07-22 Sidow Kevin Director Grant or award +17,333 17,333
2025-07-22 OBOYLE KEVIN C Director Grant or award +17,333 17,333
2025-07-22 Greenstein Leonard M. CFO, Treasurer Grant or award · Stock Options (Right to Buy) +71,429 155,102
2025-07-22 Casey Niall Chief IP Officer, Secretary Grant or award · Stock Options (Right to Buy) +53,571 166,049
2025-07-22 ROOT JONATHAN D Director Grant or award +17,333 17,333
2025-07-22 YOUNG PHILIP M Director Grant or award +17,333 17,333

Page 5 of 5 · 97 trades