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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-04-25 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Grant or award +11,935 75,890
2022-04-25 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +12,094 69,439
2022-04-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +19,680 113,960
2022-04-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −936 $1.77 $2K 113,024
2022-04-25 Blashford Eric B. President and CEO Grant or award +59,766 375,658
2022-04-25 Blashford Eric B. President and CEO Shares withheld for taxes −6,519 $1.77 $12K 369,139
2022-03-02 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +28,744 57,345
2022-03-02 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +40,547 114,235
2022-03-02 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −19,955 $2.22 $44K 94,280
2022-03-02 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Grant or award +20,504 73,417
2022-03-02 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Shares withheld for taxes −9,462 $2.22 $21K 63,955
2022-03-02 KUSHNER STEPHANIE K Director Grant or award +261,517 552,735
2022-03-02 KUSHNER STEPHANIE K Director Shares withheld for taxes −105,096 $2.22 $233K 447,639
2022-03-02 Blashford Eric B. President and CEO Grant or award +113,503 369,299
2022-03-02 Blashford Eric B. President and CEO Shares withheld for taxes −53,407 $2.22 $119K 315,892
2021-12-16 KUSHNER STEPHANIE K Director Sale −7,088 $2.10 $15K 291,218
2021-11-17 KUSHNER STEPHANIE K Director Sale −7,500 $3.04 $23K 298,306
2021-11-16 KUSHNER STEPHANIE K Director Sale −7,500 $3.07 $23K 305,806
2021-10-26 Kennedy Hayes M. Chief Human Resources Officer Shares withheld for taxes −738 $2.82 $2K 14,836
2021-10-19 KUSHNER STEPHANIE K Director Sale −7,500 $3.04 $23K 313,306

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