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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-02 Shivaram Sachin M Director Grant or award +14,617 14,617
2022-10-26 Kennedy Hayes M. Chief Human Resources Officer Shares withheld for taxes −551 $1.80 $992 25,642
2022-07-29 Hanna Wayne W. Pres., Brad Foote Gear Works Shares withheld for taxes −1,197 $2.12 $3K 68,242
2022-05-09 Kennedy Hayes M. Chief Human Resources Officer Shares withheld for taxes −692 $1.70 $1K 26,193
2022-05-09 Blashford Eric B. President and CEO Shares withheld for taxes −2,777 $1.70 $5K 357,408
2022-05-09 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −950 $1.70 $2K 109,704
2022-05-09 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Shares withheld for taxes −490 $1.70 $833 73,842
2022-05-09 Ciccone Thomas A VP and Principal Acct Officer Shares withheld for taxes −459 $1.70 $780 41,956
2022-05-02 Blashford Eric B. President and CEO Shares withheld for taxes −8,954 $1.83 $16K 360,185
2022-05-02 Ciccone Thomas A VP and Principal Acct Officer Shares withheld for taxes −1,612 $1.83 $3K 42,415
2022-05-02 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Shares withheld for taxes −1,558 $1.83 $3K 74,332
2022-05-02 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −2,370 $1.83 $4K 110,654
2022-04-26 REILAND DAVID P Director Grant or award +20,833 150,995
2022-04-26 Christman Philip J Director Grant or award +20,833 80,013
2022-04-26 Wagner Thomas A. Director Grant or award +20,833 91,518
2022-04-26 Wood Cary B Director Grant or award +20,833 98,155
2022-04-25 KUSHNER STEPHANIE K Director Shares withheld for taxes −12,718 $1.77 $23K 434,921
2022-04-25 Ciccone Thomas A VP and Principal Acct Officer Grant or award +11,813 45,907
2022-04-25 Ciccone Thomas A VP and Principal Acct Officer Shares withheld for taxes −1,880 $1.77 $3K 44,027
2022-04-25 Kennedy Hayes M. Chief Human Resources Officer Grant or award +12,049 26,885

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