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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-25 Wood Cary B Director Grant or award +12,165 110,320
2023-05-25 Christman Philip J Director Grant or award +12,165 92,178
2023-05-25 REILAND DAVID P Director Grant or award +12,165 163,160
2023-05-25 Wagner Thomas A. Director Grant or award +12,165 103,683
2023-05-25 Shivaram Sachin M Director Grant or award +12,165 26,782
2023-05-25 Press Jeanette A. Director Grant or award +12,165 13,563
2023-05-25 Blashford Eric B. President and CEO Grant or award +35,423 375,046
2023-05-25 Blashford Eric B. President and CEO Grant or award +80,292 455,338
2023-05-25 Blashford Eric B. President and CEO Shares withheld for taxes −36,966 $4.11 $152K 418,372
2023-05-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +11,666 119,193
2023-05-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +27,406 146,599
2023-05-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −12,217 $4.11 $50K 134,382
2023-05-25 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Grant or award +7,109 76,571
2023-05-25 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Grant or award +16,540 93,111
2023-05-25 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Shares withheld for taxes −7,002 $4.11 $29K 86,109
2023-05-25 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +7,133 71,435
2023-05-25 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +17,263 88,698
2023-05-25 Hanna Wayne W. Pres., Brad Foote Gear Works Shares withheld for taxes −6,823 $4.11 $28K 81,875
2023-05-25 Ciccone Thomas A VP and CFO Grant or award +12,591 50,278
2023-05-25 Kennedy Hayes M. Chief Human Resources Officer Grant or award +7,141 30,225

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