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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-05-16 REILAND DAVID P Director Grant or award +18,382 181,542
2024-05-07 Blashford Eric B. President and CEO Shares withheld for taxes −2,928 $2.17 $6K 413,685
2024-05-07 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −939 $2.17 $2K 134,426
2024-05-07 Kennedy Hayes M. Chief Human Resources Officer Shares withheld for taxes −551 $2.17 $1K 30,889
2024-05-07 Ciccone Thomas A VP and CFO Shares withheld for taxes −351 $2.17 $762 49,155
2024-04-25 Ciccone Thomas A VP and CFO Shares withheld for taxes −772 $2.08 $2K 49,506
2024-04-25 Kennedy Hayes M. Chief Human Resources Officer Shares withheld for taxes −1,285 $2.08 $3K 31,440
2024-04-25 Mayo Gilbert W. Jr. Pres., Broadwind Ind. Solution Shares withheld for taxes −1,251 $2.08 $3K 84,858
2024-04-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −2,017 $2.08 $4K 135,365
2024-04-25 Blashford Eric B. President and CEO Shares withheld for taxes −7,759 $2.08 $16K 416,613
2023-11-16 Shivaram Sachin M Director Purchase +10,000 $2.18 $22K 64,512
2023-09-06 Wagner Thomas A. Director Sale −10,000 $3.99 $40K 83,683
2023-08-21 Press Jeanette A. Director Purchase +250 $3.92 $980 13,813
2023-08-21 Kennedy Hayes M. Chief Human Resources Officer Purchase +2,500 $3.86 $10K 32,725
2023-08-18 Wood Cary B Director Purchase +1,000 $3.76 $4K 111,320
2023-08-18 Shivaram Sachin M Director Purchase +25,940 $3.67 $95K 54,512
2023-08-17 Shivaram Sachin M Director Purchase +1,790 $3.46 $6K 28,572
2023-08-17 Blashford Eric B. President and CEO Purchase +6,000 $3.52 $21K 424,372
2023-08-16 Schueller Daniel E. Pres., Broadwind Heavy Fab. Purchase +3,000 $3.56 $11K 137,382
2023-06-02 Wagner Thomas A. Director Sale −10,000 $4.00 $40K 93,683

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