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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-02-22 ROGOWSKI ROBERT R VP and Corporate Controller Grant or award +15,939 40,428
2016-02-22 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −1,187 $1.77 $2K 21,700
2016-02-22 Fell David W. VP, General Counsel and Secy Grant or award +17,870 39,570
2016-02-19 ROGOWSKI ROBERT R VP and Corporate Controller Shares withheld for taxes −641 $1.79 $1K 26,052
2016-02-19 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −692 $1.79 $1K 22,887
2016-02-05 AWM Investment Company, Inc. 10% owner Sale −7,500 $2.00 $15K 1,623,980
2015-12-15 AWM Investment Company, Inc. 10% owner Sale −200,991 $2.10 $422K 1,631,480
2015-12-14 AWM Investment Company, Inc. 10% owner Sale −225,000 $2.10 $473K 1,832,471
2015-12-10 REILAND DAVID P Director Purchase +8,058 $2.08 $17K 35,046
2015-12-09 REILAND DAVID P Director Purchase +1,942 $2.02 $4K 26,988
2015-08-24 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −796 $3.17 $3K 23,579
2015-07-28 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −316 $3.65 $1K 24,375
2015-07-23 Jensen Erik W. VP & Chief Human Capital Off. Shares withheld for taxes −356 $3.55 $1K 8,679
2015-06-25 AWM Investment Company, Inc. 10% owner Sale −71,850 $4.32 $310K 1,469,550
2015-06-18 AWM Investment Company, Inc. 10% owner Sale −38,200 $4.13 $158K 1,542,400
2015-06-18 AWM Investment Company, Inc. 10% owner Sale −1,000 $4.21 $4K 1,541,400
2015-06-17 AWM Investment Company, Inc. 10% owner Sale −44,250 $4.18 $185K 1,580,600

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