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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2016-04-26 FOX TERENCE P Director Grant or award +10,736 284,266
2016-04-25 Beynon Charles H. Director Shares withheld for taxes −2,534 $3.25 $8K 32,189
2016-04-25 Wagner Thomas A. Director Shares withheld for taxes −2,845 $3.25 $9K 23,068
2016-04-25 REILAND DAVID P Director Shares withheld for taxes −2,534 $3.25 $8K 32,512
2016-04-25 FOX TERENCE P Director Shares withheld for taxes −2,845 $3.25 $9K 273,530
2016-03-18 AWM Investment Company, Inc. 10% owner Sale −71,000 $2.43 $173K 1,477,722
2016-03-17 AWM Investment Company, Inc. 10% owner Sale −300 $2.43 $729 1,548,722
2016-03-16 AWM Investment Company, Inc. 10% owner Sale −40,000 $2.27 $91K 1,549,022
2016-03-15 AWM Investment Company, Inc. 10% owner Sale −20,000 $2.15 $43K 1,589,022
2016-03-14 AWM Investment Company, Inc. 10% owner Sale −3,092 $2.15 $7K 1,609,022
2016-03-09 AWM Investment Company, Inc. 10% owner Sale −1,100 $2.20 $2K 1,612,114
2016-03-08 AWM Investment Company, Inc. 10% owner Sale −100 $2.10 $210 1,613,214
2016-03-07 AWM Investment Company, Inc. 10% owner Sale −2,966 $2.10 $6K 1,613,314
2016-03-04 AWM Investment Company, Inc. 10% owner Sale −7,000 $2.10 $15K 1,616,280
2016-03-03 AWM Investment Company, Inc. 10% owner Sale −600 $2.10 $1K 1,623,280
2016-03-02 AWM Investment Company, Inc. 10% owner Sale −100 $2.00 $200 1,623,880
2016-02-22 ROGOWSKI ROBERT R VP and Corporate Controller Grant or award +15,838 40,327
2016-02-22 Jensen Erik W. VP & Chief Human Capital Off. Grant or award +16,532 25,211
2016-02-22 KUSHNER STEPHANIE K Interim Pres and CEO, CFO Grant or award +75,419 281,707
2016-02-22 ROGOWSKI ROBERT R VP and Corporate Controller Shares withheld for taxes −1,563 $1.77 $3K 24,489

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