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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-02-22 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −2,168 $5.23 $11K 39,260
2017-02-21 KUSHNER STEPHANIE K Pres, CEO, CFO and Treasurer Grant or award +41,382 323,089
2017-02-21 Reisinger Joseph V. VP, Business Development Grant or award +5,386 33,543
2017-02-21 Reisinger Joseph V. VP, Business Development Shares withheld for taxes −850 $5.43 $5K 32,693
2017-02-21 Schueller Daniel E. Pres., Brad Foote Gear Works Grant or award +5,670 17,070
2017-02-21 Jensen Erik W. VP & Chief Human Capital Off. Grant or award +6,780 31,991
2017-02-21 Fell David W. VP, General Counsel and Secy Grant or award +2,992 42,562
2017-02-21 Fell David W. VP, General Counsel and Secy Shares withheld for taxes −1,134 $5.43 $6K 41,428
2017-02-21 Blashford Eric B. Pres., Broadwind Towers, Inc. Grant or award +14,187 63,038
2017-02-21 Blashford Eric B. Pres., Broadwind Towers, Inc. Shares withheld for taxes −1,578 $5.43 $9K 61,460
2017-02-21 Bonfigt Jason Lee VP and Corporate Controller Grant or award +5,355 30,433
2016-11-17 FOX TERENCE P Director Sale −20,000 $4.12 $82K 254,266
2016-08-19 FOX TERENCE P Director Sale −10,000 $4.50 $45K 274,266
2016-06-14 ROGOWSKI ROBERT R VP and Corporate Controller Sale −6,000 $4.35 $26K 33,813
2016-05-18 Lisboa Persio V Director Grant or award +10,000 10,000
2016-05-18 Wood Cary B Director Grant or award +10,000 10,000
2016-05-04 ROGOWSKI ROBERT R VP and Corporate Controller Shares withheld for taxes −514 $3.30 $2K 39,813
2016-04-26 Beynon Charles H. Director Grant or award +10,736 42,925
2016-04-26 Wagner Thomas A. Director Grant or award +10,736 33,804
2016-04-26 REILAND DAVID P Director Grant or award +10,736 43,248

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