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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2017-08-09 REILAND DAVID P Director Purchase +1,000 $3.55 $4K 50,567
2017-08-09 REILAND DAVID P Director Purchase +1,000 $3.51 $4K 51,567
2017-08-08 REILAND DAVID P Director Purchase +1,392 $3.61 $5K 49,367
2017-08-08 REILAND DAVID P Director Purchase +200 $3.60 $720 49,567
2017-08-07 REILAND DAVID P Director Purchase +1,000 $3.75 $4K 47,975
2017-07-25 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,194 $4.45 $5K 16,876
2017-07-25 Bonfigt Jason Lee VP and Corporate Controller Shares withheld for taxes −1,016 $4.45 $5K 28,469
2017-07-25 Bonfigt Jason Lee VP and Corporate Controller Shares withheld for taxes −977 $4.45 $4K 28,473
2017-07-25 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,384 $4.45 $6K 16,686
2017-07-24 Bonfigt Jason Lee VP and Corporate Controller Shares withheld for taxes −948 $4.49 $4K 29,485
2017-07-24 Bonfigt Jason Lee VP and Corporate Controller Shares withheld for taxes −983 $4.49 $4K 29,450
2017-05-02 Wagner Thomas A. Director Sale −106 $7.75 $822 37,425
2017-05-02 Wagner Thomas A. Director Sale −5,335 $7.50 $40K 32,090
2017-04-27 Lisboa Persio V Director Grant or award +3,727 13,727
2017-04-27 REILAND DAVID P Director Grant or award +3,727 46,975
2017-04-27 Wagner Thomas A. Director Grant or award +3,727 37,531
2017-04-27 Wood Cary B Director Grant or award +3,727 13,727
2017-04-27 FOX TERENCE P Director Grant or award +3,727 257,993
2017-02-24 Schueller Daniel E. Pres., Brad Foote Gear Works Sale +1,000 $5.19 $5K 18,070
2017-02-22 Reisinger Joseph V. VP, Business Development Shares withheld for taxes −1,594 $5.23 $8K 31,099

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