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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-22 Blashford Eric B. Chief Operating Officer Shares withheld for taxes −4,393 $1.30 $6K 117,327
2019-02-21 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −618 $1.44 $890 40,046
2019-02-21 Mayo Gilbert W. Jr. Pres., Red Wolf Company, LLC Shares withheld for taxes −503 $1.44 $724 18,569
2019-02-21 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −654 $1.44 $942 22,406
2019-02-21 Blashford Eric B. Chief Operating Officer Shares withheld for taxes −1,699 $1.44 $2K 121,720
2019-02-20 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −1,860 $1.41 $3K 40,664
2019-02-20 Mayo Gilbert W. Jr. Pres., Red Wolf Company, LLC Shares withheld for taxes −1,048 $1.41 $1K 19,072
2019-02-20 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,047 $1.41 $1K 23,060
2019-02-20 Blashford Eric B. Chief Operating Officer Shares withheld for taxes −2,651 $1.41 $4K 123,419
2018-10-22 Christman Philip J Director Grant or award +9,020 9,020
2018-07-25 Mayo Gilbert W. Jr. Pres., Process Systems Shares withheld for taxes −328 $2.44 $800 20,120
2018-07-25 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −919 $2.44 $2K 42,524
2018-07-25 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,187 $2.44 $3K 24,107
2018-07-23 Mayo Gilbert W. Jr. Pres., Process Systems Shares withheld for taxes −637 $2.45 $2K 20,448
2018-07-23 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −533 $2.45 $1K 43,443
2018-05-04 Blashford Eric B. Chief Operating Officer Grant or award +50,000 126,070
2018-05-02 Wagner Thomas A. Director Grant or award +13,435 45,525
2018-05-02 Wood Cary B Director Grant or award +13,435 27,162
2018-05-02 FOX TERENCE P Director Grant or award +13,435 271,428
2018-05-02 REILAND DAVID P Director Grant or award +13,435 68,002

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