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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-04-30 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +14,513 26,761
2020-04-23 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,770 $1.37 $2K 36,308
2020-04-23 Mayo Gilbert W. Jr. Pres., Red Wolf Company, LLC Shares withheld for taxes −1,100 $1.37 $2K 24,973
2020-04-23 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −2,481 $1.37 $3K 66,865
2020-03-13 REILAND DAVID P Director Purchase +10,000 $1.30 $13K 106,326
2020-03-01 KUSHNER STEPHANIE K Director Returned to the company −20,900 459,285
2020-02-21 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −654 $2.15 $1K 38,078
2020-02-21 Mayo Gilbert W. Jr. Pres., Red Wolf Company, LLC Shares withheld for taxes −503 $2.15 $1K 26,073
2020-02-20 Schueller Daniel E. Pres., Brad Foote Gear Works Shares withheld for taxes −1,047 $2.18 $2K 38,732
2020-02-20 Mayo Gilbert W. Jr. Pres., Red Wolf Company, LLC Shares withheld for taxes −1,047 $2.18 $2K 26,576

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