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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-25 Blashford Eric B. President and CEO Grant or award +54,120 293,609
2021-02-25 Blashford Eric B. President and CEO Shares withheld for taxes −15,240 $7.94 $121K 278,369
2021-02-22 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Shares withheld for taxes −1,047 $8.46 $9K 37,831
2021-02-22 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −1,860 $8.46 $16K 95,943
2021-02-22 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −1,087 $8.46 $9K 58,261
2021-02-22 Blashford Eric B. President and CEO Shares withheld for taxes −2,651 $8.46 $22K 239,489
2020-11-16 Wagner Thomas A. Director Sale −5,000 $3.60 $18K 81,349
2020-10-26 Kennedy Hayes M. Chief Human Resources Officer Grant or award +5,692 5,692
2020-09-11 KUSHNER STEPHANIE K Director Sale −19,001.66 $3.16 $60K 481,785
2020-07-29 Hanna Wayne W. Pres., Brad Foote Gear Works Shares withheld for taxes −1,214 $4.89 $6K 25,547
2020-05-01 Wood Cary B Director Grant or award +22,500 67,986
2020-05-01 Wagner Thomas A. Director Grant or award +22,500 86,349
2020-05-01 REILAND DAVID P Director Grant or award +22,500 128,826
2020-05-01 KUSHNER STEPHANIE K Director Grant or award +22,500 481,785
2020-05-01 FOX TERENCE P Director Grant or award +22,500 312,252
2020-05-01 Christman Philip J Director Grant or award +22,500 49,844
2020-04-30 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +23,040 59,348
2020-04-30 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Grant or award +13,905 38,878
2020-04-30 Bonfigt Jason Lee VP, CFO and Treasurer Grant or award +30,938 97,803
2020-04-30 Blashford Eric B. President and CEO Grant or award +67,500 242,140

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