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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-04-19 KUSHNER STEPHANIE K Director Sale −17,500 $4.90 $86K 478,036
2021-03-15 Kennedy Hayes M. Chief Human Resources Officer Purchase +4,000 $6.10 $24K 9,692
2021-02-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +22,176 80,437
2021-02-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −10,757 $7.94 $85K 69,680
2021-02-25 Blashford Eric B. President and CEO Grant or award +54,120 293,609
2021-02-25 Blashford Eric B. President and CEO Shares withheld for taxes −25,162 $7.94 $200K 268,447
2021-02-25 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Grant or award +22,000 59,831
2021-02-25 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Shares withheld for taxes −9,800 $7.94 $78K 50,031
2021-02-25 Bonfigt Jason Lee VP, CFO and Treasurer Grant or award +39,416 135,359
2021-02-25 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −17,422 $7.94 $138K 117,937
2021-02-25 KUSHNER STEPHANIE K Director Grant or award +25,544 507,329
2021-02-25 KUSHNER STEPHANIE K Director Shares withheld for taxes −11,793 $7.94 $94K 495,536
2021-02-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Grant or award +22,176 80,437
2021-02-25 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −7,752 $7.94 $62K 72,685
2021-02-25 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Grant or award +22,000 59,831
2021-02-25 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Shares withheld for taxes −7,074 $7.94 $56K 52,757
2021-02-25 KUSHNER STEPHANIE K Director Grant or award +25,544 507,329
2021-02-25 KUSHNER STEPHANIE K Director Shares withheld for taxes −8,271 $7.94 $66K 499,058
2021-02-25 Bonfigt Jason Lee VP, CFO and Treasurer Grant or award +39,416 135,359
2021-02-25 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −11,862 $7.94 $94K 123,497

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