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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-07 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Grant or award +5,770 52,913
2021-05-07 KUSHNER STEPHANIE K Director Grant or award +9,336 456,218
2021-05-07 Kennedy Hayes M. Chief Human Resources Officer Grant or award +5,882 15,574
2021-05-07 Hanna Wayne W. Pres., Brad Foote Gear Works Grant or award +6,022 29,712
2021-05-07 FOX TERENCE P Director Grant or award +9,336 321,588
2021-05-07 Christman Philip J Director Grant or award +9,336 59,180
2021-05-07 Bonfigt Jason Lee VP, CFO and Treasurer Grant or award +12,837 123,146
2021-05-07 Blashford Eric B. President and CEO Grant or award +28,008 255,796
2021-05-04 Blashford Eric B. President and CEO Shares withheld for taxes −22,946 $4.97 $114K 227,788
2021-04-30 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −3,114 $5.17 $16K 64,128
2021-04-30 Blashford Eric B. President and CEO Shares withheld for taxes −10,043 $5.17 $52K 250,734
2021-04-30 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Shares withheld for taxes −1,766 $5.17 $9K 47,143
2021-04-30 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −4,221 $5.17 $22K 110,309
2021-04-30 Hanna Wayne W. Pres., Brad Foote Gear Works Shares withheld for taxes −1,857 $5.17 $10K 23,690
2021-04-23 Schueller Daniel E. Pres., Broadwind Heavy Fab. Shares withheld for taxes −2,438 $5.23 $13K 67,242
2021-04-23 Mayo Gilbert W. Jr. Pres. Broadwind Ind. Solutions Shares withheld for taxes −1,122 $5.23 $6K 48,909
2021-04-23 KUSHNER STEPHANIE K Director Shares withheld for taxes −13,654 $5.23 $71K 446,882
2021-04-23 Bonfigt Jason Lee VP, CFO and Treasurer Shares withheld for taxes −3,407 $5.23 $18K 114,530
2021-04-23 Blashford Eric B. President and CEO Shares withheld for taxes −7,670 $5.23 $40K 260,777
2021-04-20 KUSHNER STEPHANIE K Director Sale −17,500 $4.76 $83K 460,536

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