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CIK 0001996210 · Non-accelerated filer<br>Smaller reporting company

BLUM HOLDINGS, INC.

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Ticker
BLMH
Exchange
OTC
Industry
Retail-Miscellaneous Retail
FY end
Dec 31
Entity type
operating
EIN
933735199
Phone
3238410046
Business address
3242 SOUTH HALLADAY STREET, SUITE 202, SANTA ANA, CA, 92705
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2025-12-31 ROSENBERG DOUGLAS 10% owner Option exercise +3,238,547 $0.98 $3.2M 3,238,547
2025-12-31 ROSENBERG DOUGLAS 10% owner Returned to the company · Warrants to Purchase Common Stock −75,472 $0.53 $40K 2,849,454
2025-12-31 ROSENBERG DOUGLAS 10% owner Returned to the company · Warrants to Purchase Common Stock −122,642 $0.53 $65K 2,726,812
2025-12-31 Miller James Director Grant or award +191,327 $0.98 $188K 191,327
2025-12-31 HIRSCH BRADLEY LAURENCE Director Grant or award +64,082 $0.98 $63K 64,082
2025-12-31 Barron Matthew T Director Grant or award +194,183 $0.98 $190K 194,183
2025-12-31 Chan Patty Chief Financial Officer Grant or award +30,612 $0.98 $30K 30,612
2025-12-31 Carrillo Sabas D Chief Executive Officer Grant or award +2,551,020 $0.98 $2.5M 11,496,094
2025-11-13 Carrillo Sabas D Chief Executive Officer Other acquisition +1,530,612 $0.98 $1.5M 6,462,766
2025-11-13 Carrillo Sabas D Chief Executive Officer Other acquisition +2,482,308 $0.98 $2.4M 8,945,074
2025-05-30 Carrillo Sabas D Chief Executive Officer Purchase +200 $0.67 $134 92,197
2025-05-30 Carrillo Sabas D Chief Executive Officer Purchase +192 $0.70 $134 92,389
2025-05-29 Carrillo Sabas D Chief Executive Officer Purchase +400 $0.70 $280 91,697
2025-05-28 Carrillo Sabas D Chief Executive Officer Purchase +250 $0.76 $190 91,297
2025-05-23 Carrillo Sabas D Chief Executive Officer Purchase +250 $0.72 $180 91,047
2025-05-21 Carrillo Sabas D Chief Executive Officer Purchase +100 $0.77 $77 91,797
2025-05-21 Carrillo Sabas D Chief Executive Officer Purchase +200 $0.84 $168 91,997
2025-05-21 Carrillo Sabas D Chief Executive Officer Purchase +100 $0.80 $80 90,497
2025-05-21 Carrillo Sabas D Chief Executive Officer Purchase +100 $0.84 $84 90,597
2025-05-21 Carrillo Sabas D Chief Executive Officer Purchase +200 $0.87 $174 90,797

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